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SEC-registered adviser

C•••••• C••• C••••••

Other adviserNew York, New YorkCRD 333446SEC 801-131476websiteIAPD
Legal name C•••••• C••• C•••••• L••
Latest filing Mar 19, 2026
First filing on the tape Oct 16, 2024 · 5 filings
SEC status approved since Nov 15, 2024
RAUM
$66.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
11%
$7.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$66.5M as of Mar 19, 2026
Mar 31, 2025$53.8M then
HNW client RAUM: $7.0M
State-registered IARs (5.B.3)1 as of Mar 19, 2026
Mar 31, 20251 then
Employees (5.A)1 as of Mar 19, 2026
Mar 31, 20251 then
Private funds: no history
RAUM +24% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$66.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$5.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
5.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$52.8M79%
  • High-net-worth individuals$7.0M11%
  • Charitable organizations$3.7M5.6%
  • Other investment advisers$3.0M4.5%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
12reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.11 fund_share=0.05 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••• E•••• A••••• · Chief Executive Officer And Chief Compliance Officercontrol
        since 06/2023 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 12
        Aug 28, 2025 to Mar 19, 2026
      • Financial planning clients · to 0
        Aug 28, 2025 to Mar 19, 2026
      • Discretionary RAUM · $53.8M to $66.5M
        Aug 28, 2025 to Mar 19, 2026
      • HNW RAUM · unset to 6985604.0
        Aug 28, 2025 to Mar 19, 2026
      • RAUM · $53.8M to $66.5M
        Aug 28, 2025 to Mar 19, 2026
      • Accounts · 4 to 1
        Mar 31, 2025 to Aug 28, 2025
      • Financial planning clients · unset to
        Dec 4, 2024 to Mar 31, 2025
      • Discretionary RAUM · $54.3M to $53.8M
        Dec 4, 2024 to Mar 31, 2025
      • RAUM · $54.3M to $53.8M
        Dec 4, 2024 to Mar 31, 2025
      Signals
      1 dated events
      • C•••••• C••• C•••••• filed its initial SEC registration (Form ADV)
        Oct 16, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      c•••••••••.comreportedpublic record, Form ADV, Mar 19, 2026
      Principal office phone
      718-399-0857reportedpublic record, Form ADV, Mar 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026