DFX Intelligence

L••••• E•••••••• E•••••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

L••••• E•••••••• E•••••••• L••••••

Advisor at U•• F•••••••• S••••••• I•••

HOUSTON, TX | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:ac3a2bfc-df1c-5d6b-55ee-6c62e4ec0dbd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 29, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 12, 2026	n/a	yes	WEST PALM BEACH, FL\|HOUSTON, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Feb 21, 2020	Jul 28, 2020	no	AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	U•• F•••••••• S••••••• I•••	Jul 28, 2020	Mar 12, 2026	2,053	Firm change after gap	Ibd to wirehouse
B••••• C••••••	K••••• A••••••• S•••••••• L••	Oct 29, 2018	Feb 21, 2020

Relationships

Registered with (3)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 29, 2014 to Mar 27, 2018factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 21, 2020 to Jul 28, 2020factForm ADV
→ B••••• C••••••Registered adviserregistration: previous registration
Oct 10, 2018 to Oct 29, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac3a2bfc-df1c-5d6b-55ee-6c62e4ec0dbd
First observed: Oct 29, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.