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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BRAZOS CAPITAL

BRAZOS CAPITAL, LLC, CRD 289749

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd5de099-610a-1709-3391-17b88dbe2c3c

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Aug 11, 2017 to Mar 25, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Brazos Capital

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $103MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $103M
Private client RAUM: $103MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $103Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 172
Individual clients: 4
High net worth clients: 28
SEC number: 801-111665
CRD: 289749
Filings on the tape: 22
First filed: Aug 11, 2017
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, TX
Website: brazoscapitalgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD ANTHONY FUNK	Certified Financial Planner	AUSTIN, TX	9	25	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FUNK, RICHARD, ANTHONY	CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	E	yes	07/2017	Aug 11, 2017	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 25, 2026	$103M	$103M	3	2	n/a	n/a
2024	Mar 28, 2025	$90.5M	$90.5M	3	2	n/a	n/a
2023	Mar 27, 2024	$126M	$126M	3	2	n/a	n/a
2022	Feb 23, 2023	$117M	$117M	4	2	n/a	n/a
2021	Mar 30, 2022	$129M	$128M	4	2	n/a	n/a
2020	Feb 26, 2021	$113M	$113M	2	1	n/a	n/a
2019	Mar 25, 2020	$97.7M	$97.7M	2	1	n/a	n/a
2018	Mar 20, 2019	$94.6M	$94.6M	2	1	n/a	n/a
2017	Mar 26, 2018	$102M	$102M	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$103M	$90.5M	13.3%	$117M	-4.3%	3	3	0	0

Relationships

Registered with (2)

← RICHARD ANTHONY FUNKAdvisorregistration: current employment
Sep 15, 2017 to presentfactForm ADV
← Lauren Elizabeth Elizabeth LavelleAdvisorregistration: previous registration
Oct 10, 2018 to Oct 29, 2018factForm ADV

Controls (1)

← FUNK, RICHARD, ANTHONYOwnerCHIEF COMPLIANCE OFFICER/MANAGING MEMBER, ownership code E, individual
Aug 11, 2017 to Mar 27, 2024factForm ADV

Dated events

Occurred
Aug 11, 2017
First Form ADV filing
Brazos Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd5de099-610a-1709-3391-17b88dbe2c3c
First observed: Aug 11, 2017
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRAZOS CAPITAL

BRAZOS CAPITAL, LLC, CRD 289749

AUSTIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd5de099-610a-1709-3391-17b88dbe2c3c

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:26 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD ANTHONY FUNK

Certified Financial Planner

AUSTIN, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FUNK, RICHARD, ANTHONY

CHIEF COMPLIANCE OFFICER/MANAGING MEMBER

yes

07/2017

Aug 11, 2017

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$103M

n/a

2024

Mar 28, 2025

$90.5M

n/a

2023

Mar 27, 2024

$126M

n/a

2022

Feb 23, 2023

$117M

n/a

2021

Mar 30, 2022

$129M

$128M

n/a

2020

Feb 26, 2021

$113M

n/a

2019

Mar 25, 2020

$97.7M

n/a

2018

Mar 20, 2019

$94.6M

n/a

2017

Mar 26, 2018

$102M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$103M

$90.5M

13.3%

$117M

-4.3%