DFX Intelligence

A••••• J• J•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

A••••• J• J•••• L••••

Advisor at P••••••

SARASOTA, FL | SHELTON, CT

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Search this name across graphsid dfx:ria:ac3be3c7-aa83-c761-a1d5-526f28df314d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••	Mixed wealth	Jul 31, 2020	n/a	yes	SARASOTA, FL\|SHELTON, CT	Current employment
P•••••• I••••••••• P•••••••• L••	Former SEC adviser	Jul 31, 2020	Dec 31, 2021	no	SHELTON, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• I••••••••• P•••••••• L••	P••••••	Dec 31, 2021	Jul 31, 2020	-518	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
288244:288239:CT:2021-12-31	Dec 31, 2021	Jul 31, 2020	SHELTON, CT	Firm change after gap

Relationships

Registered with (2)

→ P••••••Registered adviserregistration: current employment
Jul 31, 2020 to presentfactForm ADV
→ P•••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 31, 2020 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac3be3c7-aa83-c761-a1d5-526f28df314d
First observed: Jul 31, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.