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Advisor at KEY CLIENT FIDUCIARY ADVISORS, LLC
FAIRFIELD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KEY CLIENT FIDUCIARY ADVISORS, LLC | Independent wealth | Mar 5, 2019 | n/a | yes | FAIRFIELD, NJ | Current employment |
| REALTA INVESTMENT ADVISORS, INC | Bd affiliated wealth | Feb 14, 2019 | Aug 5, 2022 | no | FAIRFIELD, NJ|WILMINGTON, DE | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 17, 2015 | Feb 21, 2019 | no | CHATHAM, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 31, 2015 | no | SHORT HILLS, NJ|Short Hills, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 16, 2005 | Jun 1, 2009 | no | SHORT HILLS, NJ | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jun 21, 2002 | Dec 21, 2005 | no | FLORHAM PARK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REALTA INVESTMENT ADVISORS, INC | KEY CLIENT FIDUCIARY ADVISORS, LLC | Aug 5, 2022 | Mar 5, 2019 | -1,249 | Firm change after gap | Ibd to RIA |
| WELLS FARGO ADVISORS | REALTA INVESTMENT ADVISORS, INC | Feb 21, 2019 | Feb 14, 2019 | -7 | Firm change | Wirehouse to RIA |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Jul 31, 2015 | Jul 17, 2015 | -14 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| RBC CAPITAL MARKETS, LLC | CITIGROUP GLOBAL MARKETS INC. | Dec 21, 2005 | Dec 16, 2005 | -5 | Firm change | Other |