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RIA / WealthAdvisorCertified Financial Planner26 years in industry

SUSAN DIANE GABOR

Advisor at FINANCIAL PLANNING HAWAII, INC.

Saylorsburg, PA

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Search this name across graphsid dfx:ria:ac3fa8a3-25b5-c423-60b9-8b9c1b121123

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FINANCIAL PLANNING HAWAII, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jan 21, 2000
First registration: Oct 30, 2002
Dual registered: no
Other names: SUSAN DIANE PEARSON
IAPD individual key: 4120190

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FINANCIAL PLANNING HAWAII, INC.	Independent wealth	Mar 22, 2024	n/a	yes	Saylorsburg, PA	Current employment
J. W. COLE ADVISORS, INC.	Bd affiliated wealth	Oct 13, 2023	Dec 31, 2025	no	Honolulu, HI\|Saylorsburg, PA\|TAMPA, FL	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 16, 2023	Oct 12, 2023	no	Saylorsburg, PA\|Fort Lauderdale, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 30, 2002	Jul 11, 2022	no	Center Valley, PA\|ALLENTOWN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J. W. COLE ADVISORS, INC.	FINANCIAL PLANNING HAWAII, INC.	Dec 31, 2025	Mar 22, 2024	-649	Firm change after gap	Ibd to RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	J. W. COLE ADVISORS, INC.	Oct 12, 2023	Oct 13, 2023	1	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jul 11, 2022	Jun 16, 2023	340	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ FINANCIAL PLANNING HAWAII, INC.Registered adviserregistration: current employment
Mar 22, 2024 to presentfactForm ADV
→ J. W. COLE ADVISORS, INC.Registered adviserregistration: previous registration
Oct 13, 2023 to Dec 31, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 16, 2023 to Oct 12, 2023factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 30, 2002 to Jul 11, 2022factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Susan Diane Gabor left J. W. Cole Advisors, Inc. for Financial Planning Hawaii, Inc. (registered 2024-03-22)
Form ADVobserved 6 days ago
Occurred
Oct 12, 2023
Advisor changed firm
Susan Diane Gabor left Cambridge Investment Research Advisors, Inc. for J. W. Cole Advisors, Inc. (registered 2023-10-13)
Form ADVobserved 6 days ago
Occurred
Jul 11, 2022
Advisor changed firm
Susan Diane Gabor left Ameriprise Financial Services, Llc for Cambridge Investment Research Advisors, Inc. (registered 2023-06-16)
Form ADVobserved 6 days ago