R••••• K• M••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 4, 2010	n/a	yes	DALLAS, TX	Current employment
T••••••• A••••••• L••	Independent wealth	Mar 14, 2007	Aug 27, 2010	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• W•••••• • A••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 1, 2010	Nov 4, 2010	64	Firm change	Other
T••••••• A••••••• L••	C•••• W•••••• • A••••••••• L••	Aug 27, 2010	Mar 14, 2007

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 25, 2004 to Jan 3, 2007factForm ADV
→ C•••• W•••••• • A••••••••• L••Registered adviserregistration: previous registration
Mar 14, 2007 to Sep 1, 2010factForm ADV
→ T••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 14, 2007 to Aug 27, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 25, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.