DFX Intelligence

I••••••• C•••••• M••••••••• C•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

I••••••• C•••••• M••••••••• C•••

CRD 109330

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:ac452a85-8fc5-0c61-1239-63f6beb56b13

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 8
On other graphs: 0
Observed: Mar 27, 2012 to Mar 26, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=17.0
Regulatory AUM: $8.2B••• Locked
Discretionary RAUM: $8.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 43

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••••••• P••••••• L•••	Hedge Fund	$1.9B	Mar 28, 2024	298	Mar 27, 2012	reported	021-88403
I••••••• I••••••••• L•••	Hedge Fund	$688M	Jul 20, 2012

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• M•••••• R•••	CHIEF FINANCIAL OFFICER	Na	yes	01/2023	Jan 13, 2023	Mar 28, 2024
F•••••••• M• A•• S••••• M• G••• T•••• U•••• 4••••••	Owner	C	yes	01/2003	Mar 27, 2012	Mar 28, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Chicago	IL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.2B	$7.3B	12.3%	$6.2B	10.0%	43	43	1	1

Relationships

Advises (14)

→ I••••••• P••••••• L•••Private fundHedge Fund, IA
Mar 27, 2012 to presentfactForm ADV
→ C••••••••• M••••••••• F••• L••Private fundHedge Fund, IA, no longer reported
Mar 27, 2012 to Mar 31, 2015factForm ADV
→ I••••••• P••••••• I• E••••••• F••• L••Private fundHedge Fund, IA, no longer reported
Mar 27, 2012 to Jul 20, 2012factForm ADV
→ I••••••• P••••••• I• S•• L•••

Dated events

Occurred
Jan 13, 2023
Control person left
Anne Laurel Chatoff (Chief Financial Officer) no longer on Schedule A of I••••••• C•••••• M••••••••• C••• (listed 2022-03-30, absent 2023-01-13)
Form ADVobserved 7 days ago
Occurred
Jan 13, 2023
Control person joined
Rose Martha Boero (Chief Financial Officer) appeared on Schedule A of I••••••• C•••••• M••••••••• C•••
Form ADVobserved 7 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
I••••••• C•••••• M••••••••• C••• reported RAUM $5.3B, up 30% from $4.1B (2022-02-01 to 2022-03-30)
Form ADVobserved 7 days ago
$1.2B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac452a85-8fc5-0c61-1239-63f6beb56b13
First observed: Mar 27, 2012
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.