DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••• C•••••• M••••••••• C•••
Latest filing Mar 26, 2026
First filing on the tape Mar 27, 2012 · 24 filings
SEC status approved since Jul 13, 1999
RAUM
$8.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
43
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$8.2B as of Mar 26, 2026
Mar 27, 2012$2.5B then
HNW client RAUM$0 as of Mar 26, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 1, 20130 then
Employees (5.A)43 as of Mar 26, 2026
Apr 1, 201324 then
Private funds1 as of Mar 26, 2026
Mar 27, 201214 then
RAUM +12% over the last fiscal year+10.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.0BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
- Custody
- $2.1B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$6.1B75%
- Pooled investment vehicles$2.1B25%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.1B for 4 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=17.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••••• P••••••• L••• | Hedge Fund | $1.9B | 298 | Mar 27, 2012 |
| I••••••• I••••••••• L•••no longer reported | Hedge Fund | $688M | 179 | Mar 27, 2012 |
| I••••••• P••••••• I•• L•••no longer reported | Hedge Fund | $275M | 440 | Mar 27, 2012 |
| C••••••••• M••••••••• F••• L••no longer reported | Hedge Fund | $164M | 75 | Mar 27, 2012 |
| I••••••• I••••••••• L•••no longer reported | Hedge Fund | $72.2M | 35 | Mar 27, 2012 |
| I••••••• P••••••• I•• L•••no longer reported | Hedge Fund | $52.8M | 115 | Mar 27, 2012 |
| I••••••• C•••••• P•••••••• L•••no longer reported | Hedge Fund | $49.2M | 97 | Mar 27, 2012 |
| I••••••• N••••••••• F••• S•••••no longer reported | Hedge Fund | $21.6M | 1 | Mar 27, 2012 |
| I••••••• P••••••• I• E••••••• F••• L••no longer reported | Hedge Fund | $10.0M | 14 | Mar 27, 2012 |
| I••••••• P••••••• S•• L•••no longer reported | Other Private Fund | $6.9M | 145 | Mar 27, 2012 |
| I••••••• L• H•••••••• L••no longer reported | Other Private Fund | $2.7M | 299 | Mar 27, 2012 |
| I••••••• P••••••• I• S•• L•••no longer reported | Other Private Fund | $1.1M | 94 | Mar 27, 2012 |
| I••••••• L• H••••••• I•• L••no longer reported | Other Private Fund | $358,558 | 47 | Mar 27, 2012 |
| I••••••• P••••••• I•• S•• L•••no longer reported | Other Private Fund | $40,952 | 13 | Mar 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• M•••••• R••• · Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- G•••• F••••••••• M••••• · Founder, Trustee Of F•••••••• M. And S••••• M. G••• Trust U/A/D 4/1/1995, Corporate Directorcontrolsince 01/1996 · owns 25% to 50%
- G•••• J•••••••• A••• · Chief Executive Officer & Presidentcontrolsince 06/1996 · owns 50% to 75%
- G•••• S•••••• M••••• · Trustee Of F•••••••• M• A•• S••••• M• G••• T•••• U•••• 4••••••, Corporate Directorcontrolsince 04/1995 · owns 25% to 50%
- H•••• S••••• K• · Managing Directorcontrolsince 01/2000 · owns less than 5%
- M••••• M••••••• P••• · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- P•••••••• W••••••• J••• · Managing Directorcontrolsince 10/2009 · owns less than 5%
- S•••••• A•••••• J••• · Chief Operating Officercontrolsince 10/2005 · owns less than 5%
- Z•••• B•••••••• D•••• · Managing Directorcontrolsince 01/2010 · owns less than 5%
Entity owners
- F•••••••• M• A•• S••••• M• G••• T•••• U•••• 4•••••• · Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL1 employees
What changed
consecutive filings, newest first
- Advisory employees · 10 to 9Mar 26, 2025 to Mar 26, 2026
- BD registered reps · 18 to 17Mar 26, 2025 to Mar 26, 2026
- Assets in custody · $2.1B to $2.1BMar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $7.3B to $8.2BMar 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $2.1B to $2.1BMar 26, 2025 to Mar 26, 2026
- RAUM · $7.3B to $8.2BMar 26, 2025 to Mar 26, 2026
- Advisory employees · 9 to 10Mar 28, 2024 to Mar 26, 2025
- BD registered reps · 11 to 18Mar 28, 2024 to Mar 26, 2025
- Assets in custody · $1.9B to $2.1BMar 28, 2024 to Mar 26, 2025
- Employees · 37 to 43Mar 28, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $6.7B to $7.3BMar 28, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $2.0B to $2.1BMar 28, 2024 to Mar 26, 2025
- RAUM · $6.7B to $7.3BMar 28, 2024 to Mar 26, 2025
- Advisory employees · 8 to 9Oct 2, 2023 to Mar 28, 2024
- BD registered reps · 9 to 11Oct 2, 2023 to Mar 28, 2024
- Assets in custody · $1.7B to $1.9BOct 2, 2023 to Mar 28, 2024
- Employees · 34 to 37Oct 2, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.2B to $6.7BOct 2, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.8B to $2.0BOct 2, 2023 to Mar 28, 2024
- RAUM · $6.2B to $6.7BOct 2, 2023 to Mar 28, 2024
- Advisory employees · 7 to 8Jan 13, 2023 to Mar 31, 2023
- Assets in custody · $1.6B to $1.7BJan 13, 2023 to Mar 31, 2023
- Employees · 33 to 34Jan 13, 2023 to Mar 31, 2023
- Discretionary RAUM · $5.3B to $6.2BJan 13, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $1.7B to $1.8BJan 13, 2023 to Mar 31, 2023
- RAUM · $5.3B to $6.2BJan 13, 2023 to Mar 31, 2023
- Advisory employees · 8 to 7Feb 1, 2022 to Mar 30, 2022
- Assets in custody · $1.2B to $1.6BFeb 1, 2022 to Mar 30, 2022
- Employees · 31 to 33Feb 1, 2022 to Mar 30, 2022
- Discretionary RAUM · $4.1B to $5.3BFeb 1, 2022 to Mar 30, 2022
- Pooled vehicle RAUM · $1.3B to $1.7BFeb 1, 2022 to Mar 30, 2022
- RAUM · $4.1B to $5.3BFeb 1, 2022 to Mar 30, 2022
- Accounts · 9 to 8Jan 25, 2021 to Mar 31, 2021
- BD registered reps · 11 to 9Jan 25, 2021 to Mar 31, 2021
- Pooled vehicle clients · 7 to 6Jan 25, 2021 to Mar 31, 2021
- Assets in custody · $3.6B to $1.2BJan 25, 2021 to Mar 31, 2021
- Employees · 33 to 31Jan 25, 2021 to Mar 31, 2021
- Discretionary RAUM · $3.7B to $4.1BJan 25, 2021 to Mar 31, 2021
- Pooled vehicle RAUM · $1.2B to $1.3BJan 25, 2021 to Mar 31, 2021
Signals
8 dated events
- Anne Laurel Chatoff (Chief Financial Officer) no longer on Schedule A of I••••••• C•••••• M••••••••• C••• (listed 2022-03-30, absent 2023-01-13)Jan 13, 2023 · Control person left · inference
- Rose Martha Boero (Chief Financial Officer) appeared on Schedule A of I••••••• C•••••• M••••••••• C•••Jan 13, 2023 · Control person joined · fact
- Suzanne Alana Montanari (Director) no longer on Schedule A of I••••••• C•••••• M••••••••• C••• (listed 2022-02-01, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- I••••••• C•••••• M••••••••• C••• reported RAUM $5.3B, up 30% from $4.1B (2022-02-01 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Paul Michael Mazur (Chief Compliance Officer) appeared on Schedule A of I••••••• C•••••• M••••••••• C•••Feb 1, 2022 · Control person joined · fact
- Suzanne Alana Montanari (Director) appeared on Schedule A of I••••••• C•••••• M••••••••• C•••Mar 29, 2019 · Control person joined · fact
- John William Phillips (Managing Director) appeared on Schedule A of I••••••• C•••••• M••••••••• C•••Mar 29, 2019 · Control person joined · fact
- Ki Simon Hong (Director) appeared on Schedule A of I••••••• C•••••• M••••••••• C•••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- I•••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (415) 777-2400reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026