DFX Intelligence

J•••• A••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

J•••• A••• O••••••

Advisor at G•••••••• F•••••••• A•••••••• L••

East Hartford, CT

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Search this name across graphsid dfx:ria:ac590b23-6491-261c-dea5-6eab05576515

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• F•••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 13, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Jul 11, 2023	n/a	yes	East Hartford, CT	Current employment
F••••••• L••	Former SEC adviser	Jan 4, 2023	May 19, 2023	no	Richmond, VA\|BURNSVILLE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• L••	G•••••••• F•••••••• A•••••••• L••	May 19, 2023	Jul 11, 2023	53	Firm change	Other
B•••••••• W••••• P•••••••• L••	F••••••• L••	Nov 30, 2022	Jan 4, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
289863:146509:MN:2023-05-19	May 19, 2023	Jul 11, 2023	BURNSVILLE, MN	Firm change

Relationships

Registered with (7)

→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 11, 2023 to presentfactForm ADV
→ F••••••• L••Registered adviserregistration: previous registration
Jan 4, 2023 to May 19, 2023factForm ADV
→ B•••••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Sep 10, 2020 to Nov 30, 2022factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

Occurred
May 19, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac590b23-6491-261c-dea5-6eab05576515
First observed: Mar 5, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.