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CRD 299810
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Dunham, Gilbert, H | Cco | B | yes | 12/2018 | Dec 13, 2018 | Mar 31, 2023 |
| GAUCHER FAMILY HOLDINGS LLC | Investor | B | yes | 01/2019 | May 28, 2019 | Mar 31, 2023 |
| REICHBERG, BRIAN, LEE | MANAGING DIRECTOR | C | yes | 10/2016 | Dec 13, 2018 | Mar 31, 2023 |
| GAUCHER, PHILIP, E | Active | E | no | 01/2019 | May 1, 2020 | Mar 31, 2023 |
| LIVING THE DREAM FILMS, INC. | Member | B | no | 10/2020 | Apr 5, 2021 | Mar 31, 2023 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 31, 2023 | $147M | $141M | 11 | 9 | 1 | 3 | $4.7M |
| 2021 | Apr 5, 2022 | $120M | $120M | 13 | 9 | 0 | n/a | n/a |
| 2020 | Apr 5, 2021 | $72.4M | $72.4M | 12 | 10 | 0 | n/a | n/a |
| 2019 | May 1, 2020 | $323M | $323M | 8 | 5 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $147M | $120M | 22.1% | $323M | -23.1% | 11 | 13 | 1 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| GLADSTONE WEALTH PARTNERS | 2 | Dec 31, 2023 | Nov 20, 2023 | NEW YORK, NY | Team lift out | RIA to ibd | 33.3% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2 | Dec 31, 2020 | Sep 5, 2021 | MELVILLE, NY | Team lift out | Other | 0.2% |