DFX Intelligence

J•••• R•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst27 years in industry

J•••• R•••••• S•••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | SEATTLE, WA

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Search this name across graphsid dfx:ria:ac6a197a-cc72-1390-ea24-6e219199244b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 1, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Aug 24, 2021	n/a	yes	SEATTLE, WA\|NEWPORT BEACH, CA	Current employment
R•••••• F•••••••• G••••• I•••	Former SEC adviser	Nov 2, 2018	Aug 17, 2021	no	Seattle, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• F•••••••• G••••• I•••	B••••• P••••• A•••••••• L••	Aug 17, 2021	Aug 24, 2021	7	Firm change	RIA to RIA
L•• F•••••••• L••	R•••••• F•••••••• G••••• I•••	Nov 1, 2018	Nov 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
122314:119290:WA:2021-08-17	Aug 17, 2021	Aug 24, 2021	SEATTLE, WA	Firm change

Relationships

Registered with (6)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Aug 24, 2021 to presentfactForm ADV
→ R•••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Nov 2, 2018 to Aug 17, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2018 to Nov 1, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac6a197a-cc72-1390-ea24-6e219199244b
First observed: Oct 1, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.