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CRD 127739
LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| THANE ALAN CLELAND | n/a | LAKE OSWEGO, OR | 19 | 38 | 1 | no |
| GARY RICHARD WOOLWORTH | n/a | LAKE OSWEGO, OR | 19 | 29 | 1 | no |
| BRYAN WILLIAM WIEPERT | n/a | LAKE OSWEGO, OR | 11 | 26 | 1 | no |
| JEFFREY TODD HUSSEY | Chartered Financial Analyst | PUYALLUP, WA | LAKE OSWEGO, OR | 2 | 35 | 1 | no |
| ERIK WILLIAM OGARD | Chartered Financial Analyst | Gig Harbor, WA | LAKE OSWEGO, OR | 1 | 13 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ALERA BRIDGE FUND LLC | Real Estate Fund | $39.8M | Mar 13, 2024 | 135 | Mar 22, 2013 | reported | 021-193548 |
| ALERA INCOME FUND LLC | Real Estate Fund | $852,109 | Mar 23, 2017 | 2 | Mar 23, 2012 | dropped | 021-175505 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CLELAND WOOLWORTH CAPITAL GROUP LLC | Owner | E | yes | 12/2000 | Feb 25, 2015 | Mar 13, 2024 |
| CLELAND, THANE, ALAN | CHIEF EXECUTIVE OFFICER | Na | yes | 09/2000 | Mar 23, 2012 | Mar 13, 2024 |
| CLELAND, THANE, ALAN | CHIEF EXECUTIVE OFFICER | D | yes | 12/2000 | Mar 23, 2012 | Mar 13, 2024 |
| WOOLWORTH, GARY, RICHARD | PRESIDENT/CHIEF COMPLIANCE OFFICER | Na | yes | 04/2000 | Mar 23, 2012 | Mar 13, 2024 |
| WOOLWORTH, GARY, RICHARD | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | yes | 12/2000 | Mar 23, 2012 | Mar 13, 2024 |
| CLELAND, LARRY, DEE | Member | F | no | 12/2000 | Mar 23, 2012 | Mar 13, 2024 |
| DASKALOS, JAMES, WILLIAM | Member | F | no | 12/2000 | Mar 23, 2012 | Mar 13, 2024 |
| HAMILTON, ERIC, WARD | Member | F | no | 12/2011 | Mar 23, 2012 | Mar 13, 2024 |
| LANDGRAF, DIANE, CATHERINE | Member | F | no | 02/2015 | Mar 31, 2016 | Mar 13, 2024 |
| WOOLWORTH TRUST, RICHARD, LEE | Member | F | no | 12/2000 | Mar 23, 2012 | Mar 13, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 14, 2026 | $445M | $437M | 9 | 8 | 2 | 1 | n/a |
| 2024 | Mar 26, 2025 | $421M | $416M | 9 | 8 | 2 | 1 | n/a |
| 2023 | Mar 13, 2024 | $163M | $160M | 9 | 5 | 1 | 1 | $39.8M |
| 2022 | Mar 22, 2023 | $148M | $145M | 7 | 4 | 0 | 1 | $41.9M |
| 2021 | Mar 29, 2022 | $153M | $149M | 5 | 3 | 0 | 1 | $37.6M |
| 2020 | Mar 17, 2021 | $123M | $119M | 7 | 4 | 0 | 1 | $30.5M |
| 2019 | Mar 26, 2020 | $142M | $139M | 7 | 4 | 0 | 1 | $30.5M |
| 2018 | Mar 27, 2019 | $95.4M | $92.3M | 7 | 4 | 0 | 1 | $26.3M |
| 2017 | Mar 22, 2018 | $93.5M | $90.2M | 7 | 4 | 0 | 1 | $19.8M |
| 2016 | Mar 23, 2017 | $108M | $102M | 7 | 4 | n/a | 2 | $17.3M |
| 2015 | Mar 31, 2016 | $109M | $102M | 5 | 4 | n/a | 2 | $13.1M |
| 2014 | Feb 25, 2015 | $94.5M | $89.6M | 5 | 4 | n/a | 2 | $9.2M |
| 2013 | Mar 17, 2014 | $90.4M | $81.1M | 5 | 4 | n/a | 2 | $6.6M |
| 2012 | Mar 22, 2013 | $115M | $106M | 5 | 4 | n/a | 2 | $0 |
| 2011 | Mar 23, 2012 | $200M | $172M | n/a | n/a | n/a | 1 | $0 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $445M | $421M | 5.7% | $148M | 44.4% | 9 | 9 | 2 | 2 |