DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•• A•••••••• L••
Latest filing Apr 14, 2026
First filing on the tape Mar 23, 2012 · 22 filings
SEC status approved since Oct 2, 2003
RAUM
$445M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
45%
$200M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$89.1M
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$445M as of Apr 14, 2026
Mar 23, 2012$200M then
HNW client RAUM$200M as of Apr 14, 2026
Mar 22, 2018$73.7M then
State-registered IARs (5.B.3)5 as of Apr 14, 2026
Mar 22, 20130 then
Employees (5.A)9 as of Apr 14, 2026
Mar 22, 20135 then
Private funds1 as of Apr 14, 2026
Mar 23, 20121 then
RAUM +5.7% over the last fiscal year+44% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $89.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $864,698derivedHNW RAUM over HNW clients
- Average account
- $374,555derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 46%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$206M46%
- High-net-worth individuals$200M45%
- Pooled investment vehicles$39.3M8.8%
- Individual clients
- n/areported
- HNW clients
- 231reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,189reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.45 fund_share=0.09 institutional_share=0.46 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• A••• C•••••• | Lake Oswego, Or | Jan 10, 2007 | 38 y | 1 |
| G••• R•••••• W•••••••• | Lake Oswego, Or | Jan 10, 2007 | 29 y | 1 |
| B•••• W•••••• W•••••• | Lake Oswego, Or | May 15, 2015 | 26 y | 1 |
| J•••••• T••• H•••••Chartered Financial Analyst | Puyallup, Wa | Jan 14, 2024 | 35 y | 1 |
| E••• W•••••• O••••Chartered Financial Analyst | Gig Harbor, Wa | Feb 6, 2025 | 13 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••• W•••••• O•••• from W••••••••• I••••••••• M••••••••• L••Feb 6, 2025 · RIA to RIA
- J•••••• T••• H••••• from I•••••••• P•••••••• S••••••• L••Jan 14, 2024 · RIA to RIA
- B•••• W•••••• W•••••• from U••• B•••••• I••••••••• I•••May 15, 2015 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• B••••• F••• L•• | Real Estate Fund | $39.8M | 135 | Mar 22, 2013 |
| A•••• I••••• F••• L••no longer reported | Real Estate Fund | $852,109 | 2 | Mar 23, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• T••••• A••• · Chief Executive Officercontrolsince 09/2000 · owns less than 5%
- W••••••••• G•••• R•••••• · President/Chief Compliance Officercontrolsince 04/2000 · owns less than 5%
- C••••••• T••••• A••• · Chief Executive Officercontrolsince 12/2000 · owns 50% to 75% of C•••••• W•••••••• C•••••• G•••• L••
- W••••••••• G•••• R•••••• · President/Chief Compliance Officercontrolsince 12/2000 · owns 25% to 50% of C•••••• W•••••••• C•••••• G•••• L••
- C••••••• L••••• D•• · Membersince 12/2000 · owns F of C•••••• W•••••••• C•••••• G•••• L••
- D•••••••• J••••• W•••••• · Membersince 12/2000 · owns F of C•••••• W•••••••• C•••••• G•••• L••
- H•••••••• E•••• W••• · Membersince 12/2011 · owns F of C•••••• W•••••••• C•••••• G•••• L••
- L•••••••• D••••• C•••••••• · Membersince 02/2015 · owns F of C•••••• W•••••••• C•••••• G•••• L••
- W•••••••• T••••• R••••••• L•• · Membersince 12/2000 · owns F of C•••••• W•••••••• C•••••• G•••• L••
Entity owners
- C•••••• W•••••••• C•••••• G•••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lake Oswego, Or · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Apr 14, 2026institutional share of RAUM of 46% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 15.5 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 1,138 to 1,189Mar 26, 2025 to Mar 26, 2026
- Charity clients · 1.0 to unsetMar 26, 2025 to Mar 26, 2026
- HNW clients · 217 to 231Mar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $416M to $437MMar 26, 2025 to Mar 26, 2026
- HNW RAUM · $168M to $200MMar 26, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $5.8M to $8.8MMar 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $39.2M to $39.3MMar 26, 2025 to Mar 26, 2026
- RAUM · $421M to $445MMar 26, 2025 to Mar 26, 2026
- Accounts · 1,014 to 1,138Mar 13, 2024 to Mar 26, 2025
- Advisory employees · 5 to 8Mar 13, 2024 to Mar 26, 2025
- Charity clients · unset to 1.0Mar 13, 2024 to Mar 26, 2025
- HNW clients · 174 to 217Mar 13, 2024 to Mar 26, 2025
- Financial planning clients · 51-100 to 51-100Mar 13, 2024 to Mar 26, 2025
- State-registered IARs · 4 to 5Mar 13, 2024 to Mar 26, 2025
- Other offices · 1 to 2Mar 13, 2024 to Mar 26, 2025
- Discretionary RAUM · $160M to $416MMar 13, 2024 to Mar 26, 2025
- HNW RAUM · $124M to $168MMar 13, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $3.8M to $5.8MMar 13, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $39.8M to $39.2MMar 13, 2024 to Mar 26, 2025
- RAUM · $163M to $421MMar 13, 2024 to Mar 26, 2025
- Accounts · 938 to 1,014Mar 22, 2023 to Mar 13, 2024
- Advisory employees · 4 to 5Mar 22, 2023 to Mar 13, 2024
- HNW clients · 176 to 174Mar 22, 2023 to Mar 13, 2024
- Employees · 7 to 9Mar 22, 2023 to Mar 13, 2024
- State-registered IARs · 3 to 4Mar 22, 2023 to Mar 13, 2024
- Other offices · 0 to 1Mar 22, 2023 to Mar 13, 2024
- Discretionary RAUM · $145M to $160MMar 22, 2023 to Mar 13, 2024
- HNW RAUM · $106M to $124MMar 22, 2023 to Mar 13, 2024
- Non-discretionary RAUM · $3.1M to $3.8MMar 22, 2023 to Mar 13, 2024
- Pooled vehicle RAUM · $41.9M to $39.8MMar 22, 2023 to Mar 13, 2024
- RAUM · $148M to $163MMar 22, 2023 to Mar 13, 2024
- Accounts · 159 to 938Oct 6, 2022 to Mar 22, 2023
- Advisory employees · 3 to 4Oct 6, 2022 to Mar 22, 2023
- HNW clients · 159 to 176Oct 6, 2022 to Mar 22, 2023
- Employees · 5 to 7Oct 6, 2022 to Mar 22, 2023
- Financial planning clients · 11-25 to 51-100Oct 6, 2022 to Mar 22, 2023
- Discretionary RAUM · $149M to $145MOct 6, 2022 to Mar 22, 2023
- HNW RAUM · $115M to $106MOct 6, 2022 to Mar 22, 2023
- Non-discretionary RAUM · $3.8M to $3.1MOct 6, 2022 to Mar 22, 2023
- Pooled vehicle RAUM · $37.6M to $41.9MOct 6, 2022 to Mar 22, 2023
Signals
1 dated events
- C•• A•••••••• L•• reported RAUM $421.5M, up 158% from $163.5M (2024-03-13 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 503-968-0950reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.c•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-968-0950reportedpublic record, Form ADV, Apr 14, 2026
- Contact form
- cwcadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $89.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C•• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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