DFX Intelligence

D••••• J••• U•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

D••••• J••• U•••••••

Advisor at W•••• F•••• A•••••••

FENTON, MO | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:ac7b2403-579a-f63b-ce34-7ca5d1d4f6c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jul 28, 2014	n/a	yes	ST. LOUIS, MO\|FENTON, MO	Current employment
W•••• F•••• A•••••••	Wirehouse	May 1, 2008	Jul 28, 2014	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Jul 28, 2014	Jul 28, 2014	0	Channel change	Wirehouse to wirehouse
E••••• J••••	W•••• F•••• A•••••••	Apr 29, 2008	May 1, 2008

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jul 28, 2014 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 1, 2008 to Jul 28, 2014factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 28, 2007 to Apr 29, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac7b2403-579a-f63b-ce34-7ca5d1d4f6c0
First observed: Nov 28, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

E••••• J••••

National bd RIA

Nov 28, 2007

Apr 29, 2008

Previous registration