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L•••• K•• S•••• L•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

L•••• K•• S•••• L•

Advisor at S•• A•••••••• I•••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:ac7cb756-fdc1-dd04-d4c0-7402a6beec42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• A•••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•• A•••••••• I•••	State registered	Oct 18, 2020	n/a	yes	COLUMBUS, OH	Current employment
C••••• A••••••• L••	Former SEC adviser	Feb 1, 2011	Oct 15, 2020	no	BOARDMAN, OH\|CANTON, OH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	S•• A•••••••• I•••	Oct 15, 2020	Oct 18, 2020	3	Firm change	Ibd to state RIA
X•••• F•••••••• G••••• I•••	C••••• A••••••• L••	Mar 15, 2010

Relationships

Registered with (4)

→ S•• A•••••••• I•••Registered adviserregistration: current employment
Oct 18, 2020 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Feb 1, 2011 to Oct 15, 2020factForm ADV
→ X•••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 11, 2008 to Mar 15, 2010factForm ADV
→ S••••• A••• I••••••••• A•••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac7cb756-fdc1-dd04-d4c0-7402a6beec42
First observed: Jan 28, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.