DFX Intelligence

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

SWS ADVISORS, INC.

CRD 120054

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e75b651a-2c61-c6c2-38d6-568a94136d8e

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2026 to Mar 19, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $60.0MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $60.0M
Private client RAUM: $59.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Employees: 7
Advisory employees: 7
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 570
Individual clients: 560
High net worth clients: 0
Custody, client assets: $0
CRD: 120054
Filings on the tape: 1
First filed: Mar 19, 2026
Latest filed: Mar 19, 2026
Organised: Corporation, OH
Website: centerpointstewardship.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT VAN RENSSELAER OSTRANDER	Certified Financial Planner	COLUMBUS, OH	18	44	1	yes
RICHARD RYAN MILLIKEN	n/a	COLUMBUS, OH	13	27	1	yes
CYNTHIA ANN MASON	n/a	COLUMBUS, OH	13	23	n/a	yes
RALPH JAMES MARTINEZ	n/a	COLUMBUS, OH	10	43	2	yes
CHRISTOPHER A MARTINEZ	n/a	COLUMBUS, OH	10	17	2	yes
DENNIS LANE BURGESS	Certified Financial Planner	COLUMBUS, OH \| Covington, OH	10	28	n/a	yes
LOUIS KIN SHING LO	n/a	COLUMBUS, OH	5	22	3	yes

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLNESS INVESTMENT ADVISERS LLC	2	Dec 31, 2015	Jan 29, 2016	COLUMBUS, OH	Team lift out	Other	28.6%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PRIMESOLUTIONS SECURITIES, INC.	2	Nov 12, 2015	Nov 25, 2015	COLUMBUS, OH	Team lift out	Other	66.7%

Relationships

Registered with (9)

← LOUIS KIN SHING LOAdvisorregistration: current employment
Oct 18, 2020 to presentfactForm ADV
← DENNIS LANE BURGESSAdvisorregistration: current employment
May 25, 2016 to presentfactForm ADV
← RALPH JAMES MARTINEZAdvisorregistration: current employment
Nov 25, 2015 to presentfactForm ADV
← CHRISTOPHER A MARTINEZAdvisorregistration: current employment
Nov 25, 2015 to presentfactForm ADV
← CYNTHIA ANN MASONAdvisorregistration: current employment
May 14, 2013 to presentfactForm ADV
← RICHARD RYAN MILLIKENAdvisorregistration: previous registration
Jan 23, 2003 to Dec 31, 2007factForm ADV
← ROBERT VAN RENSSELAER OSTRANDERAdvisorregistration: previous registration
Feb 28, 2006 to Dec 31, 2007factForm ADV
← ROBERT VANCE BURNETTEAdvisorregistration: previous registration
May 31, 2012 to Dec 31, 2015factForm ADV
← STEVEN MICHAEL TEMPLEAdvisorregistration: previous registration
Aug 7, 2012 to Dec 31, 2015factForm ADV

Moved with (1)

→ WELLNESS INVESTMENT ADVISERS LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2015 to Jan 29, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e75b651a-2c61-c6c2-38d6-568a94136d8e
First observed: Mar 19, 2026
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SWS ADVISORS, INC.

CRD 120054

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e75b651a-2c61-c6c2-38d6-568a94136d8e

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:21 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT VAN RENSSELAER OSTRANDER

Certified Financial Planner

COLUMBUS, OH

yes

RICHARD RYAN MILLIKEN

n/a

COLUMBUS, OH

yes

CYNTHIA ANN MASON

n/a

COLUMBUS, OH

n/a

yes

RALPH JAMES MARTINEZ

n/a

COLUMBUS, OH

yes

CHRISTOPHER A MARTINEZ

n/a

COLUMBUS, OH

yes

DENNIS LANE BURGESS

Certified Financial Planner

COLUMBUS, OH | Covington, OH

n/a

yes

LOUIS KIN SHING LO

n/a

COLUMBUS, OH

yes

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLNESS INVESTMENT ADVISERS LLC

Dec 31, 2015

Jan 29, 2016

COLUMBUS, OH

Team lift out

Other

28.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PRIMESOLUTIONS SECURITIES, INC.

Nov 12, 2015

Nov 25, 2015

COLUMBUS, OH

Team lift out

Other

66.7%