DFX Intelligence

J••••• R••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J••••• R••••• C••••

Advisor at B• R•••• W••••• A•••••••• I•••

Memphis, TN

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Search this name across graphsid dfx:ria:ac7f620b-6c1a-c9e6-0115-961ffe502a49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B• R•••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 27, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Aug 26, 2022	n/a	yes	Memphis, TN	Current employment
B• R•••• C•••••• M•••••••••	Former SEC adviser	May 7, 2020	May 3, 2021	no	Memphis, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• C•••••• M•••••••••	B• R•••• W••••• A•••••••• I•••	May 3, 2021	Aug 26, 2022	480	Firm change after gap	Other
R•••••• J•••• • A••••••••• I•••	B• R•••• C•••••• M•••••••••	May 4, 2017	May 7, 2020

Relationships

Registered with (6)

→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 26, 2022 to presentfactForm ADV
→ B• R•••• C•••••• M•••••••••Registered adviserregistration: previous registration
May 7, 2020 to May 3, 2021factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2013 to May 4, 2017factForm ADV
→ M••••• K••••• • C••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac7f620b-6c1a-c9e6-0115-961ffe502a49
First observed: Aug 27, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.