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Advisor at J.P. MORGAN SECURITIES LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 7, 2025 | n/a | yes | NEW YORK, NY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 9, 2022 | Jan 8, 2025 | no | NEW YORK, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 27, 2020 | Aug 12, 2022 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Jan 8, 2025 | Jan 7, 2025 | -1 | Firm change | Wirehouse to wirehouse |
| EQUITABLE ADVISORS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 12, 2022 | Aug 9, 2022 | -3 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6627:7691:NY:2022-08-08 | Aug 12, 2022 | Aug 9, 2022 | NEW YORK, NY | Firm change |