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Advisor at HIGGINBOTHAM RETIREMENT ADVISORS, INC.
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGGINBOTHAM RETIREMENT ADVISORS, INC. | No RAUM reported | Nov 2, 2004 | n/a | yes | HOUSTON, TX | Current employment |
| 5151 ADVISORS, LLC | Former SEC adviser | Feb 6, 2008 | Jul 7, 2017 | no | HOUSTON, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 14, 2000 | Nov 19, 2002 | no | HOUSTON GALLERI, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 5151 ADVISORS, LLC | n/a | Jul 7, 2017 | n/a | n/a | Departure no registered destination | Departure |
| UBS FINANCIAL SERVICES INC. | HIGGINBOTHAM RETIREMENT ADVISORS, INC. | Nov 19, 2002 | Nov 2, 2004 | 714 | Firm change after gap | Wirehouse to new firm |