DFX Intelligence

H••••••••• R••••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

H••••••••• R••••••••• A•••••••• I•••

CRD 128561

HOUSTON, TX

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Search this name across graphsid dfx:ria:6a6cdb6d-040e-c07a-00c9-f633668c570b

Data as of Aug 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 1
Observed: Mar 22, 2012 to Aug 26, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

H••••••••• R••••••••• A•••••••• I•••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 3
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G•••• B•••• G•••••••	n/a	HOUSTON, TX	21	27	2	no
J••••• B•••• M••••••	n/a	HOUSTON, TX	8	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••••• G••••• B••••	PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	03/2015	Mar 31, 2018	Jan 21, 2024
H•••• A••••••• J••••	VICE PRESIDENT	Na	yes	09/2008	Mar 22, 2012	Jan 21, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••••••••• I•••••••• A•••••• I•••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 24, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	3	3	0	0

Relationships

Registered with (4)

← M••••••• E••••• T••••••Advisorregistration: current employment
Aug 3, 2026 to presentfactForm ADV
← J••••• B•••• M••••••Advisorregistration: current employment
Jun 4, 2018 to presentfactForm ADV
← G•••• B•••• G•••••••Advisorregistration: current employment
Nov 2, 2004 to presentfactForm ADV
← L•••• M•••••••• A••••••• R••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a6cdb6d-040e-c07a-00c9-f633668c570b
First observed: Mar 22, 2012
Last observed: Aug 26, 2026 28 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.