DFX Intelligence

W•••••• C• A•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)10 years in industry

W•••••• C• A•••••••••

Advisor at L•• E••••••••• L••

PLANO, TX

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Search this name across graphsid dfx:ria:ac936f0b-f393-ea5b-6b1b-4d1d256ea810

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Jul 8, 2026	n/a	yes	PLANO, TX	Current employment
F••••• I•••••••••	Independent wealth	Sep 23, 2020	Jan 18, 2024	no	PLANO, TX\|PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	L•• E••••••••• L••	Jan 18, 2024	Jul 8, 2026	902	Firm change after gap	RIA to ibd
O•••••• W••••• A•••••••• L••	F••••• I•••••••••	Aug 31, 2020	Sep 23, 2020

Relationships

Registered with (5)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Jul 8, 2026 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Sep 23, 2020 to Jan 18, 2024factForm ADV
→ O•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 11, 2018 to Aug 31, 2020factForm ADV
→ E••••• J••••

Dated events

Occurred
Jan 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac936f0b-f393-ea5b-6b1b-4d1d256ea810
First observed: Oct 27, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.