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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

RAYMOND VEGA

Advisor at WELLS FARGO ADVISORS

ISELIN, NJ | BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac95fc96-9957-5545-e5f0-407bc2131b60

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 19, 1992
First registration: Sep 6, 2002
Dual registered: yes, broker-dealer
Other names: RAY VEGA
IAPD individual key: 2072362

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 3, 2025	n/a	yes	ISELIN, NJ\|BETHESDA, MD	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 9, 2006	Mar 3, 2025	no	CARTERET, NJ\|PERTH AMBOY, NJ\|SOUTH AMBOY, NJ\|ELIZABETH, NJ\|SHORT HILLS, NJ\|ELIZABETH, NJ\|OAKHURST, NJ\|ELIZABETH, NJ\|OAKHURST, NJ\|ELIZABETH, NJ\|ELIZABETH, NJ\|ELIZABETH, NJ\|ELIZABETH, NJ\|ELIZABETH, NJ\|NEWARK, NJ\|CARTERET, NJ\|ELIZABETH, NJ\|ELIZABETH, NJ\|NORTH PLAINFIELD, NJ\|SHORT HILLS, NJ\|SHORT HILLS, NJ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Apr 28, 2006	no	ELIZABETH, NJ\|ELIZABETH, NJ	Previous registration
QUICK & REILLY, INC.	n/a	Sep 6, 2002	Oct 20, 2004	no	ELIZABETH, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Mar 3, 2025	Mar 3, 2025	0	Channel change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Apr 28, 2006	May 9, 2006	11	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:11025:NJ:2025-03-03	Mar 3, 2025	Mar 3, 2025	NORTH PLAINFIELD, NJ	Firm change

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 3, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 9, 2006 to Mar 3, 2025factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Apr 28, 2006factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Sep 6, 2002 to Oct 20, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac95fc96-9957-5545-e5f0-407bc2131b60
First observed: Sep 6, 2002
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RAYMOND VEGA

Advisor at WELLS FARGO ADVISORS

ISELIN, NJ | BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac95fc96-9957-5545-e5f0-407bc2131b60

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Mar 3, 2025

n/a

yes

ISELIN, NJ|BETHESDA, MD

Current employment

WELLS FARGO ADVISORS

Wirehouse

May 9, 2006

Mar 3, 2025

Previous registration

BANC OF AMERICA INVESTMENT SERVICES, INC.

n/a

Oct 20, 2004

Apr 28, 2006

ELIZABETH, NJ|ELIZABETH, NJ

Previous registration

QUICK & REILLY, INC.

n/a

Sep 6, 2002

Oct 20, 2004

ELIZABETH, NJ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

Mar 3, 2025

Channel change

Wirehouse to wirehouse

BANC OF AMERICA INVESTMENT SERVICES, INC.

WELLS FARGO ADVISORS

Apr 28, 2006

May 9, 2006

Firm change

Other

QUICK & REILLY, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Oct 20, 2004

Bulk transfer

Other

Team

Left

Joined

From

Kind

19616:11025:NJ:2025-03-03

Mar 3, 2025

NORTH PLAINFIELD, NJ

Firm change