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Advisor at EDELMAN FINANCIAL ENGINES
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Oct 6, 2016 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Jul 7, 2015 | Dec 1, 2016 | no | INDIANAPOLIS, IN|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Apr 3, 2007 | Sep 3, 2015 | no | INDIANAPOLIS, IN|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | n/a | Aug 7, 2002 | Mar 27, 2007 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Dec 1, 2016 | Oct 6, 2016 | -56 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Sep 3, 2015 | Jul 7, 2015 | -58 | Channel change | Other |
| THE MUTUAL FUND STORE | THE MUTUAL FUND STORE | Mar 27, 2007 | Apr 3, 2007 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 143152:109238:KS:2015-09-03 | Sep 3, 2015 | Jul 7, 2015 | OVERLAND PARK, KS | Firm change after gap |