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Advisor at TUCKER ASSET MANAGEMENT LLC
LITTLETON, CO | Spencer, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TUCKER ASSET MANAGEMENT LLC | Independent wealth | Nov 1, 2019 | n/a | yes | LITTLETON, CO|Spencer, IN | Current employment |
| Spc | Bd affiliated wealth | Oct 7, 2010 | Oct 31, 2019 | no | SPENCER, IN|ANN ARBOR, MI | Previous registration |
| LEGEND ADVISORY, LLC | Former SEC adviser | Jun 30, 2005 | Oct 6, 2010 | no | SPENCER, IN|PALM BEACH GARDENS, FL|SPENCER, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | TUCKER ASSET MANAGEMENT LLC | Oct 31, 2019 | Nov 1, 2019 | 1 | Firm change | Ibd to RIA |
| LEGEND ADVISORY, LLC | Spc | Oct 6, 2010 | Oct 7, 2010 | 1 | Firm change | Other |