DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

CARL JAMES PINKARD

Advisor at ALDRICH WEALTH LP

CARLSBAD, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:acdcdad1-c9a6-a9de-2053-4ce6cfccd306

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALDRICH WEALTH LP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Dec 23, 2002
First registration: Jan 2, 2003
Dual registered: yes, broker-dealer
Other names: CARL JAMES PINKARD
IAPD individual key: 4596300

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALDRICH WEALTH LP	Independent wealth	Jun 10, 2008	n/a	yes	CARLSBAD, CA	Current employment
AKT WEALTH ADVISORS, LP	n/a	May 18, 2007	Jul 9, 2008	no	CARLSBAD, CA	Previous registration
GLT WEALTH ADVISORS INC	n/a	Oct 3, 2006	May 18, 2007	no	CARLSBAD, CA	Previous registration
FINANCIAL PLANNING FOR GENERATIONS, INC.	State registered	Mar 8, 2004	Aug 15, 2006	no	WESTLAKE VILLAGE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 2, 2003	Oct 31, 2003	no	CAMARILLO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AKT WEALTH ADVISORS, LP	ALDRICH WEALTH LP	Jul 9, 2008	Jun 10, 2008	-29	Firm change	Other
GLT WEALTH ADVISORS INC	AKT WEALTH ADVISORS, LP	May 18, 2007	May 18, 2007	0	Firm change	Other
FINANCIAL PLANNING FOR GENERATIONS, INC.	GLT WEALTH ADVISORS INC	Aug 15, 2006	Oct 3, 2006	49	Firm change	Other
LPL FINANCIAL LLC	FINANCIAL PLANNING FOR GENERATIONS, INC.	Oct 31, 2003	Mar 8, 2004	129	Firm change	Other

Relationships

Registered with (5)

→ ALDRICH WEALTH LPRegistered adviserregistration: current employment
Jun 10, 2008 to presentfactForm ADV
→ AKT WEALTH ADVISORS, LPRegistered adviserregistration: previous registration
May 18, 2007 to Jul 9, 2008factForm ADV
→ GLT WEALTH ADVISORS INCRegistered adviserregistration: previous registration
Oct 3, 2006 to May 18, 2007factForm ADV
→ FINANCIAL PLANNING FOR GENERATIONS, INC.Registered adviserregistration: previous registration
Mar 8, 2004 to Aug 15, 2006factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 2, 2003 to Oct 31, 2003factForm ADV

Dated events

No dated event names this entity yet.