DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Carl James Pinkard
Certified Financial Planner
Feed of 09/14/2026
Also filed as Carl James Pinkard
At current firm
18 y
since Jun 10, 2008
In the industry
23 y
since Dec 23, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Aldrich Wealth LP independent RIA currentsince Jun 10, 2008 · Carlsbad, Ca
- Akt Wealth Advisors, LP unclassifiedMay 18, 2007 to Jul 9, 2008 · Carlsbad, Ca
- Glt Wealth Advisors Inc unclassifiedOct 3, 2006 to May 18, 2007 · Carlsbad, Ca
- Financial Planning For Generations, Inc. state registeredMar 8, 2004 to Aug 15, 2006 · Westlake Village, Ca
- LPL Financial LLC BD affiliatedJan 2, 2003 to Oct 31, 2003 · Camarillo, Ca
Moves
a registration end followed by a registration begin elsewhere
- Akt Wealth Advisors, LP to Aldrich Wealth LPleft Jul 9, 2008, registered Jun 10, 2008 (-29 days) · Other
- Glt Wealth Advisors Inc to Akt Wealth Advisors, LPleft May 18, 2007, registered May 18, 2007 (0 days) · Other
- Financial Planning For Generations, Inc. to Glt Wealth Advisors Incleft Aug 15, 2006, registered Oct 3, 2006 (49 days) · Other
- LPL Financial LLC to Financial Planning For Generations, Inc.left Oct 31, 2003, registered Mar 8, 2004 (129 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address