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P•••••• J••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

P•••••• J••••• R•••••

Advisor at P••••••••• • A• E••••••••• C••••••

OWINGS MILLS, MD | ISELIN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ace429e6-5b9a-874c-abf3-3afd09bf4b15

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• • A• E••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• • A• E••••••••• C••••••	Independent wealth	Feb 20, 2024	n/a	yes	ISELIN, NJ\|OWINGS MILLS, MD	Current employment
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	Former SEC adviser	Aug 1, 2022	Feb 22, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••	P••••••••• • A• E••••••••• C••••••	Feb 22, 2024	Feb 20, 2024	-2	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
121863:133777:NJ:2024-02-22	Feb 22, 2024	Feb 20, 2024	ISELIN, NJ	Firm change

Relationships

Registered with (2)

→ P••••••••• • A• E••••••••• C••••••Registered adviserregistration: current employment
Feb 20, 2024 to presentfactForm ADV
→ E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2022 to Feb 22, 2024factForm ADV

Dated events

Occurred
Feb 22, 2024
Advisor changed firm
P•••••• J••••• R••••• left E••••••••• W••••• M••••••••• • C•••••••• B•••••••• L•• for P••••••••• • A• E••••••••• C•••••• (registered 2024-02-20)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ace429e6-5b9a-874c-abf3-3afd09bf4b15
First observed: Aug 1, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.