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Advisor at OSAIC WEALTH, INC.
NOBLESVILLE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | NOBLESVILLE, IN | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 31, 2017 | Jun 14, 2024 | no | NOBLESVILLE, IN | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Mar 31, 2006 | Nov 7, 2017 | no | ORLEAN, IN|El Segundo, CA|NOBLESVILLE, IN | Previous registration |
| INDEPENDENT ADVISERS GROUP CORP | Former SEC adviser | Jan 15, 2002 | Jan 3, 2005 | no | NOBLESVILLE, IN | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Jul 18, 2001 | Apr 3, 2006 | no | NOBLESVILLE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | SECURITIES AMERICA ADVISORS, INC. | Nov 7, 2017 | Oct 31, 2017 | -7 | Firm change | Other |
| OSAIC FS, INC. | INDEPENDENT ADVISERS GROUP CORP | Apr 3, 2006 | Jan 15, 2002 | -1,539 | Firm change after gap | Other |
| INDEPENDENT ADVISERS GROUP CORP | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Jan 3, 2005 | Mar 31, 2006 | 452 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:110518:IN:2017-10-25 | Nov 7, 2017 | Oct 31, 2017 | NOBLESVILLE, IN | Firm change |