RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• M•••••• B••••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Noblesville, In
- S••••••••• A•••••• A•••••••• I••• formerOct 31, 2017 to Jun 14, 2024 · Noblesville, In
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMar 31, 2006 to Nov 7, 2017 · Orlean, In
- I••••••••• A••••••• G•••• C••• formerJan 15, 2002 to Jan 3, 2005 · Noblesville, In
- O•••• F•• I••• formerJul 18, 2001 to Apr 3, 2006 · Noblesville, In
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to S••••••••• A•••••• A•••••••• I•••left Nov 7, 2017, registered Oct 31, 2017 (-7 days) · Other · moved with a team
- O•••• F•• I••• to I••••••••• A••••••• G•••• C•••left Apr 3, 2006, registered Jan 15, 2002 (-1539 days) · Other
- I••••••••• A••••••• G•••• C••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Jan 3, 2005, registered Mar 31, 2006 (452 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address