DFX Intelligence

G••• v•• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

G••• v•• A••••••

Advisor at V•• A•••••• W••••• M•••••••••

MONTROSE, CA

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Search this name across graphsid dfx:ria:acf3dc71-120b-ad24-9c74-80a5af16f725

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•• A•••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 9, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•• A•••••• W••••• M•••••••••	State registered	Jun 21, 2005	n/a	yes	MONTROSE, CA	Current employment
P••••••••• A••••••• S••••••• L••	Former SEC adviser	May 3, 2006	Oct 13, 2006	no	GLENDALE, CA\|SANTA BARBARA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• A••••••• S••••••• L••	n/a	Oct 13, 2006	n/a	n/a	Departure no registered destination	Departure
H•••••••• A•••• S•••••••••	V•• A•••••• W••••• M•••••••••	Oct 13, 2006	Jun 21, 2005	-479

Relationships

Registered with (3)

→ V•• A•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 21, 2005 to presentfactForm ADV
→ P••••••••• A••••••• S••••••• L••Registered adviserregistration: previous registration
May 3, 2006 to Oct 13, 2006factForm ADV
→ H•••••••• A•••• S•••••••••Registered adviserregistration: previous registration
Apr 2, 2000 to Oct 13, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:acf3dc71-120b-ad24-9c74-80a5af16f725
First observed: Apr 2, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.