DFX Intelligence
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Registered advisor
G••• V•• A••••••
Feed of 09/14/2026
Also filed as G••• V•••••••••
At current firm
21 y
since Jun 21, 2005
In the industry
37 y
since Jun 9, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•• A•••••• W••••• M••••••••• state registered currentsince Jun 21, 2005 · Montrose, Ca
- P••••••••• A••••••• S••••••• L•• formerMay 3, 2006 to Oct 13, 2006 · Glendale, Ca
- H•••••••• A•••• S••••••••• unclassifiedApr 2, 2000 to Oct 13, 2006 · Calabasas, Ca
Moves
a registration end followed by a registration begin elsewhere
- P••••••••• A••••••• S••••••• L•• to no registered destinationleft Oct 13, 2006 · Departure, no registered destination
- H•••••••• A•••• S••••••••• to V•• A•••••• W••••• M•••••••••left Oct 13, 2006, registered Jun 21, 2005 (-479 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address