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RIA / WealthAdvisor18 years in industry

MARK ANTHONY GARGANO

Advisor at NATIONAL WEALTH MANAGEMENT GROUP, LLC

Brentwood, TN | CINCINNATI, OH

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Search this name across graphsid dfx:ria:acf4cf3d-9876-2090-7f0f-9b47824ab38c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIONAL WEALTH MANAGEMENT GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63|S65
First exam: Nov 16, 2007
First registration: Dec 13, 2007
Dual registered: no
IAPD individual key: 4447940

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIONAL WEALTH MANAGEMENT GROUP, LLC	Independent wealth	May 22, 2025	n/a	yes	CINCINNATI, OH\|Brentwood, TN	Current employment
Dynamic	Independent wealth	Oct 25, 2011	Jul 1, 2019	no	RICHMOND, VA\|PHOENIX, AZ\|Atlanta, GA	Previous registration
MORGAN STANLEY	Wirehouse	Sep 9, 2009	Nov 10, 2011	no	Atlanta, GA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 13, 2007	Sep 30, 2009	no	ATLANTA, GA\|KENNESAW, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Dynamic	NATIONAL WEALTH MANAGEMENT GROUP, LLC	Jul 1, 2019	May 22, 2025	2,152	Firm change after gap	RIA to RIA
MORGAN STANLEY	Dynamic	Nov 10, 2011	Oct 25, 2011	-16	Firm change	Other
LPL FINANCIAL LLC	MORGAN STANLEY	Sep 30, 2009	Sep 9, 2009	-21	Firm change	Other

Relationships

Registered with (4)

→ NATIONAL WEALTH MANAGEMENT GROUP, LLCRegistered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ DYNAMICRegistered adviserregistration: previous registration
Oct 25, 2011 to Jul 1, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 9, 2009 to Nov 10, 2011factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 13, 2007 to Sep 30, 2009factForm ADV

Dated events

No dated event names this entity yet.