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Advisor at FARTHER
New York, NY | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Farther | Independent wealth | May 11, 2021 | n/a | yes | SAN FRANCISCO, CA|New York, NY | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 18, 2017 | May 27, 2019 | no | WEEHAWKEN, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 27, 2011 | Nov 16, 2016 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 27, 2009 | Dec 1, 2010 | no | STATEN ISLAND, NY|STATEN ISLAND, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Farther | May 27, 2019 | May 11, 2021 | 715 | Firm change after gap | Wirehouse to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Nov 16, 2016 | Sep 18, 2017 | 306 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 1, 2010 | May 27, 2011 | 177 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:8174:NY:2016-11-16 | Nov 16, 2016 | Sep 18, 2017 | NEW YORK, NY | Firm change |