DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••• M•••••••• • M•••••••• L••
STAFFORD, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••• M•••••••• • M•••••••• L•• | Independent wealth | Aug 22, 2017 | n/a | yes | STAFFORD, TX | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jan 2, 2009 | Oct 5, 2017 | no | SAINT PETERSBURG, FL|STAFFORD, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | E•••• M•••••••• • M•••••••• L•• | Oct 5, 2017 | Aug 22, 2017 | -44 | Firm change after gap | Other |
| E••••• M•••••••• • M••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jun 11, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:288427:TX:2017-10-05 | Oct 5, 2017 | Aug 22, 2017 | STAFFORD, TX | Firm change after gap |
| E••••• M•••••••• • M••••••• | n/a | Apr 29, 2004 | Jun 11, 2014 | no | STAFFORD , TX | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Jan 4, 1999 | Jan 2, 2009 | no | STAFFORD, TX|STAFFORD, TX | Previous registration |
| -1,986 |
| Firm change after gap |
| Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | E••••• M•••••••• • M••••••• | Jan 2, 2009 | Apr 29, 2004 | -1,709 | Firm change after gap | Other |