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Advisor at OSAIC WEALTH, INC.
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | CINCINNATI, OH | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 2, 2019 | Jan 19, 2024 | no | CINCINNATI, OH | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 19, 2017 | Dec 31, 2018 | no | Cincinnati, OH|WEST UNION, OH | Previous registration |
| FOUNDERS FINANCIAL SECURITIES, LLC | Independent wealth | Jun 30, 2015 | Aug 17, 2017 | no | Milford, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | WOODBURY FINANCIAL SERVICES, INC. | Dec 31, 2018 | Jan 2, 2019 | 2 | Firm change | Ibd to ibd |
| FOUNDERS FINANCIAL SECURITIES, LLC | MML INVESTORS SERVICES, LLC | Aug 17, 2017 | Sep 19, 2017 | 33 | Firm change | Other |