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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

PETER IVAN MICHAEL SHUSTERMAN

Advisor at COOPER MCMANUS

IRVINE, CA

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Search this name across graphsid dfx:ria:ad20c151-19fc-449b-9728-e4a1f8e8c441

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 9, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COOPER MCMANUS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 2, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 2, 1986
First registration: Jul 9, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1460819

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COOPER MCMANUS	Independent wealth	Nov 26, 2025	n/a	yes	IRVINE, CA	Current employment
OCTAVIA WEALTH ADVISORS LLC	Independent wealth	Oct 19, 2023	Jan 21, 2025	no	San Diego, CA\|CINCINNATI, OH	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	Oct 20, 2023	no	SAN DIEGO, CA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2005	Sep 1, 2023	no	SAN DIEGO, CA	Previous registration
SENTRA SECURITIES CORPORATION	n/a	Jul 9, 1999	Oct 31, 2005	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OCTAVIA WEALTH ADVISORS LLC	COOPER MCMANUS	Jan 21, 2025	Nov 26, 2025	309	Firm change	RIA to RIA
OSAIC WEALTH, INC.	OCTAVIA WEALTH ADVISORS LLC	Oct 20, 2023	Oct 19, 2023	-1	Firm change	Ibd to RIA
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
SENTRA SECURITIES CORPORATION	SAGEPOINT FINANCIAL, INC.	Oct 31, 2005	Oct 31, 2005	0	Bulk transfer	Other

Relationships

Registered with (5)

→ COOPER MCMANUSRegistered adviserregistration: current employment
Nov 26, 2025 to presentfactForm ADV
→ OCTAVIA WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Oct 19, 2023 to Jan 21, 2025factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Sep 1, 2023 to Oct 20, 2023factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2005 to Sep 1, 2023factForm ADV
→ SENTRA SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jul 9, 1999 to Oct 31, 2005factForm ADV

Dated events

Occurred
Jan 21, 2025
Advisor changed firm
Peter Ivan Michael Shusterman left Octavia Wealth Advisors Llc for Cooper Mcmanus (registered 2025-11-26)
Form ADVobserved 3 days ago
Occurred
Oct 20, 2023
Advisor changed firm
Peter Ivan Michael Shusterman left Osaic Wealth, Inc. for Octavia Wealth Advisors Llc (registered 2023-10-19)
Form ADVobserved 3 days ago