DFX Intelligence
Reading the graph
Reading the graph
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Advisor at K•••• I••••••••• M••••••••• L••
CLEVELAND, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K•••• I••••••••• M••••••••• L•• | Former SEC adviser | Dec 8, 2016 | n/a | yes | CLEVELAND, OH | Current employment |
| C•••••• C••• A•••• M••••••••• G••••• L•• | Former SEC adviser | May 19, 2009 | Feb 13, 2014 | no | ROCKY RIVER, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• C••• A•••• M••••••••• G••••• L•• | K•••• I••••••••• M••••••••• L•• | Feb 13, 2014 | Dec 8, 2016 | 1,029 | Firm change after gap | Other |
| R•••• A•••• M••••••••• L•• | C•••••• C••• A•••• M••••••••• G••••• L•• | Dec 11, 2009 | May 19, 2009 |
| R•••• A•••• M••••••••• L•• | n/a | Mar 6, 2007 | Dec 11, 2009 | no | WESTERVILLE, OH | Previous registration |
| M••••• S•••••• D• I••• | n/a | Jan 13, 2005 | Jun 5, 2006 | no | WESTLAKE, OH | Previous registration |
| -206 |
| Firm change after gap |
| Other |
| M••••• S•••••• D• I••• | R•••• A•••• M••••••••• L•• | Jun 5, 2006 | Mar 6, 2007 | 274 | Firm change | Other |