RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• J••• M••••
- K•••• I••••••••• M••••••••• L•• former currentsince Dec 8, 2016 · Cleveland, Oh
- C•••••• C••• A•••• M••••••••• G••••• L•• formerMay 19, 2009 to Feb 13, 2014 · Rocky River, Oh
- R•••• A•••• M••••••••• L•• unclassifiedMar 6, 2007 to Dec 11, 2009 · Westerville, Oh
- M••••• S•••••• D• I••• unclassifiedJan 13, 2005 to Jun 5, 2006 · Westlake, Oh
- C•••••• C••• A•••• M••••••••• G••••• L•• to K•••• I••••••••• M••••••••• L••left Feb 13, 2014, registered Dec 8, 2016 (1029 days) · Other
- R•••• A•••• M••••••••• L•• to C•••••• C••• A•••• M••••••••• G••••• L••left Dec 11, 2009, registered May 19, 2009 (-206 days) · Other
- M••••• S•••••• D• I••• to R•••• A•••• M••••••••• L••left Jun 5, 2006, registered Mar 6, 2007 (274 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address