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Advisor at CETERA INVESTMENT ADVISERS LLC
WILLMAR, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 4, 2025 | n/a | yes | WILLMAR, MN | Current employment |
| RDA FINANCIAL NETWORK | Independent wealth | Nov 30, 2017 | Jan 3, 2025 | no | Spicer, MN|AKRON, IA | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Feb 24, 2014 | Sep 14, 2016 | no | Rochester, MN|MARSHALL, MN|Wabasso, MN|Marshall, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RDA FINANCIAL NETWORK | CETERA INVESTMENT ADVISERS LLC | Jan 3, 2025 | Feb 4, 2025 | 32 | Firm change | RIA to ibd |
| THRIVENT INVESTMENT MANAGEMENT INC. | RDA FINANCIAL NETWORK | Sep 14, 2016 | Nov 30, 2017 | 442 | Firm change after gap | Other |