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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

MARK ROBERT GAGNON

Advisor at STRATEGIC ADVISERS LLC

MANCHESTER, NH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Oct 26, 1998
First registration: Feb 28, 2002
Dual registered: yes, broker-dealer
Other names: MARK ROBERT GAGNON|Mark Gagnon
IAPD individual key: 2491370

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	MANCHESTER, NH	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Dec 18, 2018	Mar 31, 2025	no	MERRIMACK, NH	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Dec 12, 2007	Nov 21, 2008	no	PHOENIX, AZ\|BEDFORD, NH	Previous registration
GRANITE STATE RETIREMENT PLANNING, INC.	Independent wealth	Apr 25, 2007	Jul 24, 2018	no	BEDFORD, NH	Previous registration
MAXIMUM RETIREMENT, INC.	n/a	Jul 19, 2005	May 21, 2007	no	BEDFORD, NH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 28, 2002	May 2, 2005	no	MERRIMACK, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
GRANITE STATE RETIREMENT PLANNING, INC.	SAGEPOINT FINANCIAL, INC.	Jul 24, 2018	Dec 12, 2007	-3,877	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Nov 21, 2008	Dec 18, 2018	3,679	Firm change after gap	Other
MAXIMUM RETIREMENT, INC.	GRANITE STATE RETIREMENT PLANNING, INC.	May 21, 2007	Apr 25, 2007	-26	Firm change	Other
STRATEGIC ADVISERS LLC	MAXIMUM RETIREMENT, INC.	May 2, 2005	Jul 19, 2005	78	Firm change	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 28, 2002 to May 2, 2005factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Dec 18, 2018 to Mar 31, 2025factForm ADV
→ GRANITE STATE RETIREMENT PLANNING, INC.Registered adviserregistration: previous registration
Apr 25, 2007 to Jul 24, 2018factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Dec 12, 2007 to Nov 21, 2008factForm ADV
→ MAXIMUM RETIREMENT, INC.Registered adviserregistration: previous registration
Jul 19, 2005 to May 21, 2007factForm ADV

Dated events

No dated event names this entity yet.