RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• R••••• G•••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Manchester, Nh
- F••••••• P••••••• A•• W•••••••• A••••••• formerDec 18, 2018 to Mar 31, 2025 · Merrimack, Nh
- S•••••••• F••••••••• I••• formerDec 12, 2007 to Nov 21, 2008 · Phoenix, Az
- G•••••• S•••• R••••••••• P•••••••• I••• independent RIAApr 25, 2007 to Jul 24, 2018 · Bedford, Nh
- M•••••• R••••••••• I••• unclassifiedJul 19, 2005 to May 21, 2007 · Bedford, Nh
- S•••••••• A••••••• L•• national BDFeb 28, 2002 to May 2, 2005 · Merrimack, Nh
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- G•••••• S•••• R••••••••• P•••••••• I••• to S•••••••• F••••••••• I•••left Jul 24, 2018, registered Dec 12, 2007 (-3877 days) · Other
- S•••••••• F••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Nov 21, 2008, registered Dec 18, 2018 (3679 days) · Other
- M•••••• R••••••••• I••• to G•••••• S•••• R••••••••• P•••••••• I•••left May 21, 2007, registered Apr 25, 2007 (-26 days) · Other
- S•••••••• A••••••• L•• to M•••••• R••••••••• I•••left May 2, 2005, registered Jul 19, 2005 (78 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address