This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BRECKINRIDGE CAPITAL ADVISORS INC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

May 21, 2018

First registration

May 22, 2018

Dual registered

no

Other names

Ali DiFonzo|Alison DiFonzo

IAPD individual key

6904456

• Occurred

  May 13, 2022
  Advisor changed firm

  Alison Catherine Difonzo left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Breckinridge Capital Advisors Inc (registered 2022-06-08)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ad2d1037-583a-cd79-d828-ab09d31806de

First observed

May 22, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.