L•••• G• F•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Midlothian, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ad35e3c3-3542-0833-1a6f-ad69d0abb440

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 23, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 23, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 2, 2022	n/a	yes	Midlothian, VA\|Midlothian, VA	Current employment
T••••••• D•••• A•••• M•••••••••	Independent wealth	Mar 28, 2019	May 2, 2022	no	RICHMOND, VA\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• D•••• A•••• M•••••••••	A••••••••• F•••••••• S•••••••• L••	May 2, 2022	May 2, 2022	0	Firm change	RIA to ibd
W••••••••• C•••••• M••••••••• L••	T••••••• D•••• A•••• M•••••••••	Mar 29, 2019	Mar 28, 2019

Relationships

Registered with (6)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
May 2, 2022 to presentfactForm ADV
→ T••••••• D•••• A•••• M•••••••••Registered adviserregistration: previous registration
Mar 28, 2019 to May 2, 2022factForm ADV
→ W••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 7, 2017 to Mar 29, 2019factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
May 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad35e3c3-3542-0833-1a6f-ad69d0abb440
First observed: May 23, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.