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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Forest, VA | LYNCHBURG, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 28, 2008 | n/a | yes | LYNCHBURG, VA|Forest, VA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 18, 2004 | Apr 14, 2008 | no | LYNCHBURG, VA|LYNCHBURG, VA | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Sep 1, 2000 | Jun 28, 2004 | no | LYNCHBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 14, 2008 | Mar 28, 2008 | -17 | Firm change | Wirehouse to wirehouse |
| LEGG MASON WOOD WALKER, INCORPORATED | UBS FINANCIAL SERVICES INC. | Jun 28, 2004 | Jun 18, 2004 | -10 | Firm change | Other |