DFX Intelligence

M•••• A•••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

M•••• A•••• T••••

Advisor at C••••••••• W••••• M••••••••• L••

FARMINGTON, CT

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Search this name across graphsid dfx:ria:ad4dc51d-777a-5f5a-6975-6f88e09432bd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M••••••••• L••	Independent wealth	Jun 22, 2017	n/a	yes	FARMINGTON, CT	Current employment
R•••••••• M•••••• C•••••• M••••••••• L••	Independent wealth	Oct 14, 2015	Jun 7, 2017	no	BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• M•••••• C•••••• M••••••••• L••	C••••••••• W••••• M••••••••• L••	Jun 7, 2017	Jun 22, 2017	15	Firm change	Other

Relationships

Registered with (2)

→ C••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jun 22, 2017 to presentfactForm ADV
→ R•••••••• M•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 14, 2015 to Jun 7, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad4dc51d-777a-5f5a-6975-6f88e09432bd
First observed: Oct 14, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.