A••• E• L••

Advisor at R••••••• C••••••• L••

GERMANTOWN, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ad50622c-e8ed-5424-b8f4-275546f450f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• C••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 26, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• C••••••• L••	State registered	Apr 1, 2022	n/a	yes	GERMANTOWN, NY	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 20, 2011	Mar 23, 2015	no	GREAT NECK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R••••••• C••••••• L••	Mar 23, 2015	Apr 1, 2022	2,566	Firm change after gap	Wirehouse to state RIA
G•••••••• F••••••••• I••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 4, 2009

Relationships

Registered with (3)

→ R••••••• C••••••• L••Registered adviserregistration: current employment
Apr 1, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 20, 2011 to Mar 23, 2015factForm ADV
→ G•••••••• F••••••••• I••Registered adviserregistration: previous registration
Aug 11, 2004 to Nov 4, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ad50622c-e8ed-5424-b8f4-275546f450f6
First observed: Aug 11, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.