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Advisor at PARK AVENUE SECURITIES LLC
Plano, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Jun 18, 2021 | n/a | yes | Plano, TX | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 9, 2018 | May 25, 2021 | no | COPPELL, TX|COPPELL, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 31, 2016 | Jan 2, 2018 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | PARK AVENUE SECURITIES LLC | May 25, 2021 | Jun 18, 2021 | 24 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Jan 2, 2018 | Apr 9, 2018 | 97 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:TX:2018-01-02 | Jan 2, 2018 | Apr 9, 2018 | DALLAS, TX | Firm change |