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Advisor at AZA CAPITAL MANAGEMENT
GRAND RAPIDS, MI | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AZA CAPITAL MANAGEMENT | Independent wealth | Nov 1, 2019 | n/a | yes | CHICAGO, IL|GRAND RAPIDS, MI | Current employment |
| ARETE WEALTH ADVISORS, LLC | Bd affiliated wealth | Oct 18, 2016 | Nov 1, 2019 | no | Grand Rapids, MI|CHICAGO, IL|Grand Rapids, MI | Previous registration |
| INTEROCEAN CAPITAL, LLC | Former SEC adviser | May 29, 2014 | Oct 3, 2016 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARETE WEALTH ADVISORS, LLC | AZA CAPITAL MANAGEMENT | Nov 1, 2019 | Nov 1, 2019 | 0 | Firm change | Ibd to RIA |
| INTEROCEAN CAPITAL, LLC | ARETE WEALTH ADVISORS, LLC | Oct 3, 2016 | Oct 18, 2016 | 15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145488:109784:MI:2019-11-01 | Nov 1, 2019 | Nov 1, 2019 | GRAND RAPIDS, MI | Firm change |
| 136887:145488:IL:2016-10-03 | Oct 3, 2016 | Oct 18, 2016 | CHICAGO, IL | Firm change |