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RIA / WealthAdvisor29 years in industry

JEFFREY LOUIS MANTOANI

Advisor at BEACON POINTE ADVISORS, LLC

CARLSBAD, CA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:ad533de6-29ed-b826-3a02-78e6d4203e31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON POINTE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 12, 1997
First registration: Jul 31, 2003
Dual registered: no
Other names: Jeff Mantoani
IAPD individual key: 2900990

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON POINTE ADVISORS, LLC	Independent wealth	Apr 13, 2022	n/a	yes	NEWPORT BEACH, CA\|CARLSBAD, CA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Aug 17, 2015	Mar 31, 2022	no	CARLSBAD, CA\|CARLSBAD, CA\|CARLSBAD, CA	Previous registration
DUNCAN FINANCIAL	Former SEC adviser	Mar 8, 2011	Nov 6, 2015	no	CARLSBAD, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Apr 12, 2010	Mar 11, 2011	no	CARLSBAD, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 7, 2005	Mar 26, 2009	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 31, 2003	Feb 17, 2005	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	BEACON POINTE ADVISORS, LLC	Mar 31, 2022	Apr 13, 2022	13	Firm change	Ibd to RIA
DUNCAN FINANCIAL	SECURITIES AMERICA ADVISORS, INC.	Nov 6, 2015	Aug 17, 2015	-81	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	DUNCAN FINANCIAL	Mar 11, 2011	Mar 8, 2011	-3	Firm change	Other
LPL FINANCIAL LLC	SECURITIES AMERICA ADVISORS, INC.	Mar 26, 2009	Apr 12, 2010	382	Firm change	Other
TD AMERITRADE, INC.	LPL FINANCIAL LLC	Feb 17, 2005	Apr 7, 2005	49	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
155836:110518:CA:2015-11-06	Nov 6, 2015	Aug 17, 2015	CARLSBAD, CA	Firm change after gap

Relationships

Registered with (5)

→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: current employment
Apr 13, 2022 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Aug 17, 2015 to Mar 31, 2022factForm ADV
→ DUNCAN FINANCIALRegistered adviserregistration: previous registration
Mar 8, 2011 to Nov 6, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 7, 2005 to Mar 26, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 31, 2003 to Feb 17, 2005factForm ADV

Dated events

Occurred
Mar 31, 2022
Advisor changed firm
Jeffrey Louis Mantoani left Securities America Advisors, Inc. for Beacon Pointe Advisors, Llc (registered 2022-04-13)
Form ADVobserved 6 days ago